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FINRA Entitlement Program Agreement and Terms of Use.
Please note that the FINRA Entitlement Program Agreement and Terms of Use have recently been modified, effective June 11, 2018,
to update the privacy terms, including a change to allow FINRA to share with the Securities Investor Protection Corporation (SIPC)
the names and email addresses of individuals in certain roles in organizations that are members of both FINRA and SIPC.
This Privacy Statement relates to the online information collection and use practices of this FINRA Entitlement
Program and embedded forms and applications (this "Web site"). This Privacy Statement complements the full FINRA Privacy
Policy and may be updated from time to time. Updates to FINRA's privacy policies will be posted here and/or in the
full FINRA Privacy Policy, as appropriate.
To enable you to be employed in certain positions or participate in certain matters or opportunities in
the securities industry in the United States, FINRA collects certain personal data from you for identity verification
and regulatory purposes. Personal information may include your name, address, phone number, social security number, date of birth,
fingerprints, employment
history and any other information that identifies or can be used to identify the person to whom such information pertains.
FINRA may use your personal information submitted via this Web site for any regulatory purpose.
This Web site is operated in the United States. If you are located outside of the United States, please
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of data. Additionally, by using our Web site, participating in any of our services and/or providing us with your information
you also consent to the collection, transfer, manipulation, storage, disclosure and other uses of your information
as described in this Privacy Statement and the FINRA Privacy Policy. If you do not consent to this Privacy Statement
or our FINRA Privacy Policy, please do not use this Web site.
By clicking the button below, I certify that I have read and understand all of the terms of the FINRA Entitlement
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of that organization to enter into this agreement.
